Is it necessary to have technical documentation ready before certifying a QMS under MDR for a class IIa medical device?

Anonymous Quality Management Published July 01, 2025
Our company wants to certify its Quality Management System (QMS) as soon as all documentation is ready, but we do not yet have all the technical documentation for our medical device completed. Based on MDR 2017/745 (Annex IX, Chapter 1, 2.3 Audit), it seems that for class IIa or higher medical devices, auditors may request access to the technical documentation (TD) during the QMS audit to ensure that the QMS is properly implemented.
Our device will likely be classified as class IIa, but it is not certified yet. Is it necessary to wait until the technical documentation is finished before certifying the QMS, or can the QMS be certified even if the device is not mature yet?

1 comment

A
Anonymous 17 days ago
Does your Notified Body have specific requirements regarding QMS and technical documentation timing?

1 Answer

Accepted answer
Dr. Oliver Eidel
Dr. Oliver Eidel Founder & CEO, OpenRegulatory
It's generally fine to proceed with certifying your QMS before the technical documentation for your device is complete, especially if you are aiming for ISO 13485 certification. ISO 13485 certification is independent of MDR conformity assessment, and you don't need a full technical file at that stage. You do need to have all QMS procedures in place and be able to show evidence that you're applying them, including internal audits, CAPA, and management reviews.
However, if you're applying for MDR conformity assessment (Annex IX), then a complete technical documentation is required as part of the process. Some Notified Bodies may have their own interpretations, so it's always best to check directly with your NB about their expectations and whether you can split the audits (e.g., ISO 13485 first, then MDR conformity assessment later).
Want to add your answer to this question?
Write an answer under your name by logging in or signing up, or post anonymously.

Still have a question? Ask a question here publicly - for free!

Or would you like to talk to one of our consultants? First calls are free. Check out our services and prices here.

And if you're looking to automate your regulatory work, check out our eQMS, Formwork. It's for lean, founder-led companies. It automates your compliance, and there's even a free version for you to try out!